Compliance

Route: /issuer/compliance · Reporting obligations and deadlines.

"Manage your reporting obligations and filing deadlines."

What you'll see

Compliance Action Center

Your obligations register — each with Description, Due Date, Status, Next Due and Details. Filter by All Statuses / All Types, including BISX-Mandated obligations.

Approval History

The audit trail of your compliance submissions and BISX's responses.

Actions

• Add Compliance Obligation — record a self-managed obligation (Description, **Due Date ***)
• Close / Cancel — manage dialog states
• Open an obligation for Details and mark submissions complete

DISABLED?

"Compliance Obligations Disabled" appears when obligations are turned off for your account — contact BISX via Messages. "No upcoming obligations." means you're fully caught up.